[DOWNLOAD] "Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)" by The Law Library " eBook PDF Kindle ePub Free
eBook details
- Title: Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- Author : The Law Library
- Release Date : January 21, 2018
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 234 KB
Description
The Law Library presents the complete text of the Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition).
Updated as of May 29, 2018
The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations under the Commodity Exchange Act (Act or CEA) that establish the process for the registration of swap dealers (SDs) and major swap participants (MSPs, and collectively with SDs, Swaps Entities) and that require Swaps Entities to become and remain members of a registered futures association (RFA). The Commission is also adopting regulations that define an “associated person” of an SD or MSP as a natural person and that implement the prohibition on a Swaps Entity permitting an associated person who is statutorily disqualified from registration from effecting or being involved in effecting swaps on behalf of the Swaps Entity. The Commission is adopting these regulations in accordance with section 4s of the CEA, which was recently added to the CEA by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
This ebook contains:
- The complete text of the Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure