(DOWNLOAD) "Regulating (From) the Inside" by Iris H-Y Chiu # Book PDF Kindle ePub Free
eBook details
- Title: Regulating (From) the Inside
- Author : Iris H-Y Chiu
- Release Date : January 05, 2015
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 2879 KB
Description
This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.